COMPLIANCE & RISK

 

TRAINEE COMPLIANCE AND DATA PROTECTION ASSISTANT

REF-1051

Based in the heart of Douglas, offering tailored financial and accounting solutions, the islands largest independent Chartered Accountancy practice are seeking to recruit a dynamic, thorough Trainee Compliance and Data Protection Assistant. The duties of the role are varied and will include: *Assisting the Compliance and Data Protection team with a wide variety of functions to give experience in all aspects of the role *Performing regular compliance reviews *Running sanctions checks *Monitoring trust account reconciliations *Assisting with compliance and data protection related projects *Ensuring the client database is kept up to date for all compliance procedures. The ideal Candidate will have acquired/be able to demonstrate: *Good A-Levels and an academic degree *Experience in a compliance role *Experience in the TCSP sector *Good communication and strong organisational skills *Willingness to take on responsibility and ownership of tasks. 

SENIOR COMPLIANCE AND DATA PROTECTION ASSISTANT

REF-1052

Based in the heart of Douglas, offering tailored financial and accounting solutions, the islands largest independent Chartered Accountancy practice are seeking to recruit a confident, methodical Senior Compliance and Data Protection Assistant. The duties of the role are varied and will include: *Preparing quarterly compliance reports for the board and attending the quarterly compliance meetings *Ensuring completion of compliance procedures for new business *Assisting with the preparation of regulatory returns *Regularly monitoring high risk clients *Assisting with preparation and maintenance of compliance, AML and Data Protection training *Liaising with banks regarding Eligible Introducer Status *Risk assessing Politically Exposed Persons (PEPs) and maintaining the PEP register. The ideal Candidate will have acquired/be able to demonstrate: *At least 3 years' experience in a compliance *Professional qualification in compliance *Experience or a professional qualification in data protection *Experience in TCSP sector *Excellent communication and organisational skills

LEGAL & DATA PROTECTION OFFICER

REF-1057

A leading, global provider of investment, savings and protection solutions based on the outskirts of Douglas is seeking to recruit pro-active thorough, Legal & Data Protection Officer to join their Risk, Legal and Compliance department.

The duties of the role are varied and will include: *Interpreting applicable laws, regulations and codes in order to provide commercially attuned and balanced legal advice *Reviewing material contracts and make recommendations to ensure contracts are sound and enforceable *Supporting the business in complying with legal, ethical and regulatory requirements in various jurisdictions *Proactively monitoring processes to ensure compliance with GDPR and applicable data protection requirements *Delivering training in legal and data protection related subjects. The ideal Candidate will have acquired/be able to demonstrate: *Hold a honours degree in law *Minimum of 5 years relevant experience, preferably within the life insurance or investments industry and hold a relevant professional qualification *Good understanding of the legislation and regulations within the financial services sector *Strong knowledge of applicable data protection legislation, particularly the GDPR *Strong working knowledge of Microsoft Office*Excellent written and verbal communication.

CLIENT REVIEWER/ASSISTANT ADMINISTRATOR

REF-1077

A publicly listed, award-winning provider of fund, corporate and private client services based in the heart of Douglas, is seeking to recruit an ambitious, enthusiastic Client Reviewer/Assistant Administrator – Risk and Compliance. The duties of the role are varied and will include: *Carrying out various type of reviews which include Post customer-onboarding (120 day), Periodic, Reduced Services and PEP reviews for multiple jurisdictions *Ensuring the reviews are conducted on schedule *Updating AcuReview/Viewpoint review schedule *Undertaking research and World-check 1 screening *Assisting the Review Manager with their responsibilities including producing Management Information. The ideal Candidate will have acquired/be able to demonstrate: *An interest in pursuing a career in Risk and Compliance in Financial Services *A desire to build technical Compliance knowledge and study towards a relevant professional qualification *An ability to work in an organised manner and have excellent attention to detail

SENIOR ADMINISTRATOR - COMPLIANCE MONITORING ASSURANCE TEAM

REF-1078

A publicly listed, award-winning provider of fund, corporate and private client services based in the heart of Douglas, is seeking to recruit an experienced, enthusiastic Senior Administrator – Compliance Monitoring Assurance Team. The duties of this role are varied and will include: *Responsibility for conducting second line of defence, risk-based monitoring activity in line with the Compliance Monitoring Programme *Ensuring that the Compliance Monitoring Programme is aligned to the Business Risk Assessment of each jurisdiction *Instigating action to remedy any deficiencies and ensuring any deficiencies identified are followed up and closed off in a timely manner *Ensuring that testing is carried out in line with the Compliance Monitoring Programme *Gathering of evidence, feedback, drafting of reports and tracking the outcomes of testing. The ideal Candidate will have acquired/be able to demonstrate: *A relevant AML/Compliance professional qualification (ICA Diploma) *Experience of Risk, Compliance and/or audit *Knowledge of current IOM regulatory requirements *Broad level of knowledge and experience of compliance monitoring *Knowledge of multi-jurisdictional AML/CFT legislation and regulatory requirements

TRAINEE COMPLIANCE ASSISTANT

REF-1082

A leading multi-jurisdictional independent corporate and trust service provider, based in the heart of Douglas, is looking to recruit an ambitious, meticulous Compliance Trainee Administrator. The duties of the role are varied and will include: *Assisting the team with handling queries from members of staff and providing recommendations and/or guidance *Reviewing KYC/CDD received *Screening checks on individuals and/or entities *Risk Cycle file reviews *FATCA and CRS screening. The ideal Candidate will have acquired/be able to demonstrate: *Knowledge of compliance and regulatory environment preferred * Working knowledge of offshore trust and corporate structures *Excellent planning, problem solving and organisational skills

HEAD OF RISK & COMPLIANCE & MRLO

REF - 1138

A trusted established provider of independent corporate and fiduciary services to international corporate groups, private clients and professional advisors, based in the heart of Douglas, are seeking to recruit an experienced, self-motivated Head of Risk and Compliance and MLRO. The duties of the role are varied and will include: *Managing all aspects of regulatory and AML codes in accordance with requirements of TCSP and other legislation *Ensuring the group complies with its regulatory requirement and internal policies *Coordinating with regulators *Acting in capacity as Money Laundering Reporting Officer. The ideal Candidate will have acquired/be able to demonstrate; *A recognised compliance or relevant professional qualification *Current or prior approval by the IOM FSA in a Compliance or MLRO role *Experience in the Trust and Company sector *An understanding of risks and the ability to tailor the organisation’s corporate governance controls *Good interpersonal abilities with both colleagues and clients

BRS RISK ADVISORY MANAGER

REF - 1130

A well-established, global provider of financial and business services based in the heart of Douglas, is seeking to recruit a dynamic, self-motivated Risk Advisory Manager to join their Business Risk Services team. The main responsibilities of the role include; *Overseeing client project delivery and practice management requirements *Delivering risk, compliance and control assignments to corporate clients *Providing ERM risk management, internal audit and SOC advice and expertise to clients *Supporting pursuance of business development opportunities via personal network and firm-wide client relationships *Preparing detailed reports outlining project deliverables and where relevant professional recommendations. The ideal Candidate will have acquired/be able to demonstrate; *Minimum 4 years’ post qualification experience in specialist risk advisory or control assurance delivery within professional services * Qualification relevant to risk management, regulatory compliance, internal audit, accounting, consulting, e.g. ACA, ACCA, CIA, PIIA, MIIA, PMP, Six Sigma etc. *ERM, operational risk and/or internal audit experience in a risk advisory, control assurance or compliance monitoring role in industry *Strong project management skills, issue resolution and the ability to plan and manage local and global teams *Proven business development skills

COMPLIANCE OFFICER & MLRO

REF-1151

A well-established organisation providing bespoke, tailored financial, advisory and compliance advice, are seeking to recruit a confident, experienced Compliance Officer and MLRO.  The duties of the role are varied and will include *Overseeing the firm’s compliance with the regulatory and statutory reporting requirements, including company secretarial and data protection *Supervising, monitoring and developing two members of staff *Ensuring all operations adhere to Anti-Money Laundering Guidelines *Performing internal compliance investigations and audits including compiling detailed reports *Corresponding and meeting with regulators as required. As Money Laundering Reporting Officer, the responsibilities will include *Reviewing all internal disclosures, determining the substance and, if appropriate, disclose externally to the FIU *Providing support and guidance to the Board and senior management to ensure money laundering and terrorist financing risks are adequately managed *Liaising with the FIU, FSA or other appropriate Regulatory Authority *Providing reports and other information to senior management as required. The ideal Candidate will have acquired/be able to demonstrate; *Experience in a similar role and/or compliance environment *Holds relevant compliance qualifications or be studying towards them *Detailed working knowledge of the FSA Rule Book *Current knowledge of AML/CFT legislation *Relationship management and interpersonal skills *Excellent communication, influencing and negotiating skills *Proven business development skills *Experience of Viewpoint and World-Check is desirable

SENIOR COMPLIANCE ADMINISTRATOR

REF-1163

A leading multi-jurisdictional independent corporate and trust service provider, based in the heart of Douglas, is seeking to recruit an experienced, diligent Senior Compliance Administrator. The duties of the role are varied and will include: *General compliance administrative duties including handling queries from members of staff and providing recommendations and/or guidance, reviewing KYC/CDD received for individuals and addressing any potential deficiencies with KYC/CDD *Risk Cycle File Reviews *FATCA and CRS screening *PEP screening and enhanced DD activities *Internal audit and monitoring activities. The ideal Candidate will have acquired/be able to demonstrate: *An ICA accreditation and an interest and commitment to on-going professional development and training *Working knowledge of offshore trust and corporate structures * Good knowledge of compliance and regulatory environment *Excellent written and oral communication skills *Planning, problem solving and organisation skills

COMPLIANCE ASSISTANT

REF 1164

A leading trust and corporate service provider based in the heart of Douglas are seeking to recruit an experienced, meticulous Compliance Administrator. The duties of the role are varied and will include: *Monitoring of client entities to prevent misuse for ML/TF purposes *Carrying out risk assessments and conducting CDD checks *Providing guidance on complex matters *Assisting with the analysis of legal and regulatory changes affecting the business operations of the group. The ideal Candidate will have acquired/be able to demonstrate: *Previous experience in the TCSP industry is essential along with a good working knowledge of company and trust structures *Experience with FATCA and CRS would be advantageous  *The ability to make decisions and use initiative within the scope of regulatory requirements, policies and procedures *Excellent communication skills both verbal and written

COMPLIANCE OFFICER

REF 1182

A well-established provider of financial services and solutions, based in the heart of Douglas, are seeking to recruit a proactive, enthusiastic Compliance Officer. The duties of the role are varied and will include: *Assisting and supporting the Head of Compliance with regulatory compliance tasks primarily within TCSP, Pension and Payroll businesses *Ensuring that regulatory requests, reports and other official communications are responded to and handled appropriately and promptly *Providing ongoing advice and support on regulatory compliance matters *Preparing regulatory reports such as Annual Regulatory Return, Statistical Returns and Client Asset Report *Developing and delivering a new compliance monitoring programme *Assisting with the maintenance of regulatory registers. The ideal Candidate will have acquired/be able to demonstrate: *Minimum 5 GCSEs or equivalent at grade C or above *Certificate or Diploma in Compliance is desirable or previous experience in a similar role *Minimum 5 years’ experience working within the requirements of the Financial Services Rule Book and AML/CFT Code *Excellent interaction and communication skills.